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Registered Client Services Associate

Company: Richardson eWealth Strategies Inc
Location: Stockton
Posted on: May 11, 2022

Job Description:

Job Description Company Summary: At Richardson eWealth Strategies our mission is simple, to provide down to earth, personalized wealth management advice to individuals, families and their businesses. We are looking for an additional hire to add to the company. If you are looking for your next step in the financial services industry, we want you to apply Position Description: COMPENSATION: $50,000-$95,000 The Registered Client Services Associate enhances the client experience by providing exceptional client service and serving as administrative and operational support to the Chief Executive Officer. In order to perform daily business activities, it is required the Registered Client Services Associate have active Series 7 and 66 (or 63 and 65) License. Essential Duties and Responsibilities: -- Perform administrative duties that support daily business practices, including but not limited to, telephone coverage, coordination of client meetings and file maintenance -- Maintain existing client relationships through processing client requests and making sure key client information and documentation is current -- Onboard new client accounts, which includes the collection of required documentation and client information -- Prepare financial reports, spreadsheets, and other materials for client meetings -- Actively engage in available training and education programs to maintain current status on policies, procedures and risk awareness -- Prepares letters, forms, and spreadsheets to assist with servicing existing clients and prospecting for new clients. -- Creates and maintains records and files. -- Ensures required client paperwork is current with firm and industry requirements, rules, and regulations -- Performs other duties and responsibilities as assigned. Educational/Experience : -- High school diploma/equivalent required. -- College graduate preferred. -- 1-2 years of industry experience preferred. Licenses/Certifications: -- Series 7 required. Knowledge/Skills: -- Strong industry, product, and procedures knowledge. -- Detail oriented with superior organizational skills and ability to prioritize tasks. -- Exceptional writing, interpersonal and client service skills. -- Strong computer skills. -- Team player with the ability to collaborate with others. -- Ability to work in a fast-paced, evolving environment. -- Operating standard office equipment and using required software applications to produce correspondence, reports, electronic communication, spreadsheets, and databases. -- Use appropriate interpersonal styles and communicate effectively, both orally and in writing, with all organizational levels. To Apply: Please email us your resume, cover letter, and salary requirements. JOB SUMMARY: Registered Client Services Associate INDUSTRY: Financial Advisory Services LOCATION: Walnut Creek, CA JOB TYPE: Part Time/Full Time SHIFT: Day COMPENSATION: $50,000-$95,000 EOE committed to diversifying its workforce. M/F/D/V

Keywords: Richardson eWealth Strategies Inc, Stockton , Registered Client Services Associate, Other , Stockton, California

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